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Registered Broker Dealer
           
           
Firm Name City State Country Assets ($M) 
1914 Advisors West Conshohocken PA US 645.0 
1st Financial Investment, Inc. Clarks Summit PA US 3.0 
Allegheny Investments, Limited. Pittsburgh PA US 208.5 
Bestvest Investments, Limited. Media PA US 49.5 
Bpu Investment Management, Inc. Pittsburgh PA US 698.7 
Bryan Advisory Service, LLC Canonsburg PA US 42.0 
Cresap, Inc. Radnor PA US 156.3 
Federated Securities Corporation. Pittsburgh PA US 0.0 
Fiduciary Advisors, LLC Philadelphia PA US 284.6 
Grant Williams L.P. Philadephia PA US 0.0 
Hamilton Lane Bala Cynwyd PA US 252870.7 
Harvest Financial Corporation Pittsburgh PA US 45.5 
Hefren-tillotson, Inc. Pittsburgh PA US 6161.0 
Hornor, Townsend & Kent, Inc. Horsham PA USA 1216.1 
Hunter Associates LLC Pittsburgh PA US 572.7 
Janney Montgomery Scott LLC Philadelphia PA US 19593.3 
Kornfield Investment Management Lancaster PA US 43.0 
Lincoln Investment Fort Washington PA US 5982.4 
Marsden Capital Management, LLC. Erie PA US 49.5 
Money Management Advisory Inc. Feasterville PA US 15.3 
Monongahela Capital Management Harmony PA US 331.9 
Nestlerode & Loy, Inc. State College PA US 89.6 
Pacer Advisors, Inc. Paoli PA USA 877.0 
Penn Investment Advisors, Inc. Doylestown PA US 542.2 
Pnc Investments Pittsburgh PA US 11195.1 
Radnor Research & Trading Company LLC Berwyn PA US 0.0 
Renaissance Advisory Group Bryn Mawr PA US 40.0 
           
 
What is a broker-dealer?
A broker-dealer is a financial firm that trades securities either for its own account or on behalf of other firms. If a broker-dealer firm is trading securities on behalf of a customer account, it is acting as an agent or a broker whereas if the broker-deal firm is trading securities on behalf of its own account, it is acting as a principal or a dealer.

Broker-Dealer Registration
Most brokers and dealers must register with the SEC unless they transact all of their business within one state, in which case they are required to have a state registration. Those broker-dealers that advice or offer fee-based accounts generally must also register as an investment advisor. Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations. To view the latest filing for a particular registered investment advisor, please visit: www.adviserinfo.sec.gov

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Other Relevant Information
Search SEC-registered hedge funds: http://www.privateequityinfo.com/hedge-funds.php Search Registered Investment Advisors (RIAs): http://www.investmentadvisorsearch.com/index.php



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